Sr. Manager - Internal Audit-8-12-Years

Role : Sr. Manager - Internal Audit
Experience : 8 to 12 Years
Location : Mumbai
Qualification : B.com,CA
Job Discription : 
 Lead and execute internal audit engagements in accordance with defined
audit methodologies and professional standards.
 Drive the implementation of the annual Audit Plan, including detailed reviews
of Internal Financial Controls and key operational processes.
 Conduct risk-based audits covering financial, operational, and compliance
areas to identify control gaps and process improvement opportunities.
 Prepare and review high-quality audit reports, including audit memos, detailed
workpapers, and actionable recommendations for process enhancements.
 Perform audits and assessments in line with Master Directions and regulatory
frameworks issued by RBI, SEBI, and other relevant authorities.
 Review the accuracy and compliance of regulatory returns applicable to the
NBFC sector, ensuring timely reporting.
 Periodically review and update Policies and Standard Operating Procedures
(SOPs) in response to regulatory updates and internal operational changes.
 Monitor, track, and follow up on open audit findings, ensuring timely
remediation and effective closure by relevant stakeholders.
 Evaluate internal controls and risk management frameworks within audited
processes, providing senior management with key insights.
 Prepare and periodically update presentations and reports for the Audit
Committee, highlighting key audit observations and trends.
 Mentor and guide audit team members to enhance audit execution quality and
support professional development.
 Undertake special reviews, investigations, and other assignments as directed
by the Department Head and Senior Management.