Sr. Executive/Manager2-7-Andheri

Role : Sr. Executive/Manager
Location : Andheri 
Experience : 2 to 7 Years
Qualification : LLB,CS
Job Description : 
•Preparation of Compliance Status file comprising of
circulars issued by RBI/SEBI/MCA/HR/Finance and
Labour laws for presenting the same before the
Board.
•Review of application form, sanction letter for new
products etc. with regulatory requirements.
•Policy updating in line with regulatory requirements
& RBI Inspection.
•Implementation of Compliance tool, mapping of
tasks to respective users and obtaining certificates
from respective depts.
•Filing of ongoing periodic RBI Returns on a
monthly/quarterly/annual basis.
•Vendor Risk Assessment - Risk rating for all non-
business vendors.
•To monitor Cash and Suspicious transaction reports,
new circulars issued by IRDAI/RBI and disseminating
the same on a daily basis.
•Insurance Compliances-Filing of all returns,
agreements and changes in events.
•Preparation of SOPs for RBI and IRDAI returns.
•Preparation of various PPTs, minutes and notes to
agenda for Board and Committee meetings.
•Monitor implementation of Daksh advisories and
obtaining a status on the implementation from
various depts.
•To provide necessary data and documents for
execution of corporate agency agreements