17 Jan 2023
VoOs
Senior Manager or AVP - Compliance
Mumbai
8-10 Years
SEBI, FEMA, Secretarial compliance, Companies Act, Company Law, Compliance, NBFC
Job Description
Position: Senior Manager or AVP - Compliance
Qualification: LLB, CS, Inter CA (preferable)
Experience: 8 to 10 years
Location: Mumbai
Job Description:
Qualification: LLB, CS, Inter CA (preferable)
Experience: 8 to 10 years
Location: Mumbai
Job Description:
- Handling compliance related work
- Reviewing various documents and agreements
- Very good knowledge of the Companies Act, 2013 and Rules made thereunder
- Dealing/interacting with SEBI, SEs, and other Regulatory Authorities
- Drafting of minutes of Board Committee meetings
- Good interpretation capabilities of the provisions of the company law, listing agreement, various SEBI guidelines, FEMA and other statutes
- Knowledge of SEBI (MF) Regulations, RBI, FEMA, NBFC regulations
- Prior work experience in Accounting
- Good Analytical abilities