12 Jun 2023
IRqc
Senior Executive - Legal & Secretarial, 2 to 4 years in Mumbai
Sushil Financial Services Private Limited
Mumbai
3-4 Years
Companies Act, Legal, Company Secretary, Company Law
Job Description
Position: Senior Executive - Legal & Secretarial
Qualification: B.A,LLB
Experience: 2 to 4 years
Location: Mumbai
Job description
Qualification: B.A,LLB
Experience: 2 to 4 years
Location: Mumbai
Job description
Roles and Responsibilities
1. Ensuring compliance with various laws viz. Companies Act/SEBI/Exchanges/IRDA/RBI etc
2. Drafting and filing necessary legal documents, including board resolutions/ minutes related to Board/Committee/EGM/AGM, agreements, and annual reports
3. Managing statutory filings, including ROC, SEBI, and other regulatory bodies, besides adherence to compliance of E-form filings and various rules, regulations, notifications issued by MCA from time to time
4. Ability to review and seek clarification on surveillance alerts generated as per requirement of PMLA
5. Draft appropriate replies to letters/notices received from various regulatory authorities
6. Coordinating with external auditors, legal advisors, and government authorities and attend regulatory proceedings where required
7. To provide support related to vetting of legal documents
Job Competencies:
- Ability to interpret various laws viz. Companies Act/SEBI/Exchanges/IRDA/RBI etc
- Ability to liaison with Court authorities and Senior Advocates
- Ability to review and seek clarification on surveillance alerts generated as per requirement of PMLA
- Strong oral and written communication skills
Technical Competencies:
- Knowledge of Company Secretarial functionality
- Compliance of E-form filing, online search, amendments, notification related to MCA website
- Experience in Legal & Court matters
- Attending to SEBI/Exchange/Arbitration/IGRC matter
- Knowledge of functioning of Capital Market
- Knowledge of PMLA Act and carry out surveillance/due diligence of trading alerts
- MS Office / MS Excel
Desired Candidate Profile
1. Strong knowledge of corporate laws, SEBI regulations, and compliance requirements
2. Excellent oral & written communication and interpersonal skills
3. Proactive approach with meticulous attention to detail
4. Ability to work independently and collaboratively in a fast-paced environment