16 Jun 2023
pQsm
Senior Executive/Assistant Manager - Legal & Secretarial, 2 to 4 years in Mumbai
Sushil Financial Services Private Limited
Mumbai
3-4 Years
Interpersonal Skills, Assistant Manager Audit, Legal Compliances, Compliance, IRDA, Legal Documentation, ROC, MS Office, Corporate Law, SEBI
Job Description
Position: Senior Executive/Assistant Manager - Legal & Secretarial
Qualification: LLB,MCA
Experience: 2 to 4 years
Location: Mumbai
Job description
Qualification: LLB,MCA
Experience: 2 to 4 years
Location: Mumbai
Job description
- Ensuring compliance with various laws viz. Companies Act/SEBI/Exchanges/IRDA/RBI etc
- Drafting and filing necessary legal documents, including board resolutions/ minutes related to Board/Committee/EGM/AGM, agreements, and annual reports
- Managing statutory filings, including ROC, SEBI, and other regulatory bodies, besides adherence to compliance of E-form filings and various rules, regulations, notifications issued by MCA from time to time
- Ability to review and seek clarification on surveillance alerts generated as per requirement of PMLA
- Draft appropriate replies to letters/notices received from various regulatory authorities
- Coordinating with external auditors, legal advisors, and government authorities and attend regulatory proceedings where required
- To provide support related to vetting of legal documents
Job Competencies:
Ability to interpret various laws viz. Companies Act/SEBI/Exchanges/IRDA/RBI etc
Ability to liaison with Court authorities and Senior Advocate s
Ability to review and seek clarification on surveillance alerts generated as per requirement of PMLA
Strong oral and written communication skills
Technical Competencies:
Knowledge of Company Secretarial functionality
Compliance of E-form filing, online search, amendments, notification related to MCA website
Experience in Legal Court matters
MS Office/MS Excel
Desired candidate skills:
- Strong knowledge of corporate laws, SEBI regulations, and compliance requirements
- Excellent oral written communication and interpersonal skills
- Proactive approach with meticulous attention to detail
- Ability to work independently and collaboratively in a fast-paced environment