25 Nov 2025
vBul
Senior Compliance Officer Credit advisory
Mumbai
10-12 Years
Companies Act – Compliance & Secretarial
Job Description
Role : Senior Compliance Officer Credit advisory
Location : Mumbai
Qualification : CS
Experience : 10 to 12 years
Job Description :
Strategic/ Managerial Responsibilities
Guiding Business Units on Regulatory Compliance for transactions handled by the Bank covering Credit regulations
Provides guidance and support to business teams on their queries pertaining to Credit (Wholesale and Retail) regulations/guidelines issued by RBI
Liaising with RBI for seeking clarification
Product & Process Note Review
Review of Product and Process note to ensure that product/ process notes are compliant from regulatory perspective.
Representing Compliance unit in PPAC Committee Discussion
Ensures that compliance comments are communicated and discussed with the product owner post internal discussions.
Circular Tracker Implementation
Ensure that regulatory guidelines are disseminated within prescribed timelines
Identification, review of action point and dissemination to stakeholders
Follow up with stakeholder to ensure that regulatory guidelines are implemented by the relevant unit(s).
Testing of compliance submitted by stakeholder before closure of circular action points
Provide periodic training on RBI guidelines pertaining to Credit Portfolio
Devise online training module , periodic updation etc
Ensure preparation and submission of quarterly compliance agenda notes to CS team
Preparation of Monthly Report on Compliance Activities
Location : Mumbai
Qualification : CS
Experience : 10 to 12 years
Job Description :
Strategic/ Managerial Responsibilities
Guiding Business Units on Regulatory Compliance for transactions handled by the Bank covering Credit regulations
Provides guidance and support to business teams on their queries pertaining to Credit (Wholesale and Retail) regulations/guidelines issued by RBI
Liaising with RBI for seeking clarification
Product & Process Note Review
Review of Product and Process note to ensure that product/ process notes are compliant from regulatory perspective.
Representing Compliance unit in PPAC Committee Discussion
Ensures that compliance comments are communicated and discussed with the product owner post internal discussions.
Circular Tracker Implementation
Ensure that regulatory guidelines are disseminated within prescribed timelines
Identification, review of action point and dissemination to stakeholders
Follow up with stakeholder to ensure that regulatory guidelines are implemented by the relevant unit(s).
Testing of compliance submitted by stakeholder before closure of circular action points
Provide periodic training on RBI guidelines pertaining to Credit Portfolio
Devise online training module , periodic updation etc
Ensure preparation and submission of quarterly compliance agenda notes to CS team
Preparation of Monthly Report on Compliance Activities