25 Mar 2023
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Manager - Compliance, 5 to 8 years - Mumbai
Mumbai
6-8 Years
SEBI, Listed Compliance, Companies Act, FEMA, NBFC, Compliance, LLB, Company Secretary
Job Description
Position: Manager - Compliance
Qualification: CS, LLB
Experience: 5 to 8 years
Location: Mumbai
RESPONSIBILITIES & TASKS:
Qualification: CS, LLB
Experience: 5 to 8 years
Location: Mumbai
RESPONSIBILITIES & TASKS:
- Handling compliance related work
- Reviewing various documents and agreements
- Very good knowledge of the Companies Act, 2013 and Rules made thereunder
- Dealing/interacting with SEBI, SEs and other Regulatory Authorities
- Drafting of minutes of Board, Committee meetings
- Good interpretation capabilities of the provisions of the company law, listing agreement, various SEBI guidelines, FEMA and other statutes
- Knowledge of SEBI (MF) Regulations, RBI, FEMA, NBFC regulations
- Handling high value debt listed compliances, expert in handling equity or debt listed compliance
- Prior work experience in Accounting
- Knowledge of SEBI (MF) Regulations, RBI, FEMA, NBFC regulations