Manager - Compliance, 4 to 8 years - Mumbai

Job Description

• Responsible for reviewing, monitoring, and filing of Advertising Materials, PPTs, Articles, Fact Sheets 
• Responsible for reviewing, interpreting, monitoring and implementation of circulars, notifications issued by SEBI, AMFI, PMLA 
• Responsible for preparation of various Reports to file with SEBI, AMFI / Board of Directors of Asset Management Company, Trustee Company from time to time as per SEBI Mutual Fund Regulations, 1996. 
• Responsible for due diligence, verification of Compliance Policies and Compliance Manual 
• Responsible for Pre and Post Committee Meeting Functions – Preparation of Agenda papers, Reports, Minutes etc. 
• Responsible for Preparation & Updation of Scheme Information Document, Key Information Memorandum, Statement of Additional Information 
• Responsible for verification of compliances of various acts applicable to the AMC, Trustee and Mutual Fund 
• Co-ordination with the Internal and Statutory Auditors 
• Co-ordination within the Internal Departments 
• Maintenance of Statutory Records and MIS