06 Feb 2023
Akgy
Manager - Compliance, 4 to 8 years - Mumbai
Mumbai
6-8 Years
SEBI, mutual funds, Companies Act, Company Secretary, Compliance, Secretarial compliance, Secretarial Due Diligence
Job Description
Position: Manager - Compliance
Qualification: B.Com, ACS
Qualification: B.Com, ACS
Experience: 4 to 8 years
Location: Mumbai
Roles and Responsibilities :
Location: Mumbai
Roles and Responsibilities :
- Responsible for reviewing, monitoring, and filing of Advertising Materials, PPTs, Articles, Fact Sheets
- Responsible for reviewing, interpreting, monitoring and implementation of circulars, notifications issued by SEBI, AMFI, PMLA
- Responsible for preparation of various Reports to file with SEBI, AMFI / Board of Directors of Asset Management Company, Trustee Company from time to time as per SEBI Mutual Fund Regulations, 1996.
- Responsible for due diligence, verification of Compliance Policies and Compliance Manual
- Responsible for Pre and Post Committee Meeting Functions – Preparation of Agenda papers, Reports, Minutes etc.
- Responsible for Preparation & Updation of Scheme Information Document, Key Information Memorandum, Statement of Additional Information
- Responsible for verification of compliances of various acts applicable to the AMC, Trustee and Mutual Fund
- Co-ordination with the Internal and Statutory Auditors
- Co-ordination within the Internal Departments
- Maintenance of Statutory Records and MIS