Manager, 9 to 10 years in Mumbai (Prabhadevi)

Job Description

• Knowledge of handling Compliance/legal functions for all the securities businesses
• Good interpretation skills/capabilities of the provisions of all laws, applicable regulations, various guidelines
• Excellent understanding of all NBFC businesses with ability to interpret the laws/regulations
• Having good rapport with the officials of RBI and other Regulatory Authorities
• Monitoring compliance of the RBI Regulations and timely reporting to RBI, Board of Directors.
• Follow up on commitments/obligations to RBI and other Regulatory bodies.
• Ensuring that the organization operates in fully compliant manner with legal regulations and industry-specific guidelines.
• Ability to handle complex situations having problem solving attitude
• Follow up on Compliance related audit/inspection observations and incidents for systemic corrections.
• Work closely with legal, risk management, operations, investment and client service teams to ensure a coordinated approach to compliance and client service
• Having strong knowledge and skills to manage securities businesses within the framework of the applicable laws/regulations
• Develop and implement strategies to ensure compliance with applicable regulations and guidelines.

• Thorough knowledge of prevailing laws related to NBFC Businesses
• Knowledge of Company laws, Contract Law and Partnership,RBI regulations
• Strong Negotiation skills
• Effective writing skills & oral communication skills
• Should have a good understanding and hands on experience of SEBI Compliances

• Communication skills - organizes thoughts logically and articulates them clearly and concisely
• Drive For Results/ Business Acumen Focus
• Displays ability to think out of the box. Solution provider.
• Eye for detail