19 Apr 2024
aeDC
Legal Manager, 5 to 8 years in Mumbai
Savani Financials Limited
Mumbai
6-8 Years
legal management, Contract Drafting, Corporate Governance, Legal Research, Litigation, Legal, contract management, Compliance Management, Statutory Compliance, Compliance
Job Description
Position: Legal Manager
Qualification: LLB, LLM
Experience: 5 to 8 years
Location: Mumbai
Job description
Qualification: LLB, LLM
Experience: 5 to 8 years
Location: Mumbai
Job description
Key Responsibilities :
1. Statutory Compliance:
- Ensure compliance with statutory procedures, rules, and regulations applicable to NBFCs, including RBI guidelines, SEBI regulations, and other relevant laws.
- Monitor changes in regulatory requirements and update internal policies and procedures accordingly.
- Conduct periodic compliance audits and reviews to identify and rectify any non-compliance issues.
2. Regulatory Frameworks:
- Navigate complex regulatory frameworks and interpret regulatory circulars, notifications, and guidelines issued by regulatory authorities.
- Provide guidance and support to internal teams on regulatory matters and legal implications of business activities.
3. Compliance Management:
- Develop and implement compliance programs to ensure adherence to applicable laws, regulations, and internal policies.
- Conduct training sessions for employees to raise awareness about legal and regulatory compliance requirements.
4. Documentation and Contracts:
- Draft, review, and negotiate legal documents, contracts, agreements, and MOUs related to business operations, transactions, and partnerships.
- Ensure that all contractual obligations are met and legal risks are mitigated in contractual arrangements.
5. Corporate Governance:
- Assist in maintaining corporate governance standards as per LODR Regulations, Companies Act, and other relevant corporate governance guidelines.
- Prepare and maintain legal documentation related to board meetings, resolutions, and corporate filings.
6. Legal Research and Advisory:
- Conduct legal research on various legal issues, case laws, precedents, and regulatory developments affecting the NBFC sector.
- Provide legal advice and recommendations to management and internal stakeholders on legal matters and risk management strategies.
7. Dispute Resolution and Litigation Management:
- Manage legal disputes, litigation, and legal proceedings involving the NBFC, including engaging with external legal counsel and representing the organization in legal matters.
- Work towards resolving legal disputes through negotiation, arbitration, or other alternative dispute resolution mechanisms.
1. Statutory Compliance:
- Ensure compliance with statutory procedures, rules, and regulations applicable to NBFCs, including RBI guidelines, SEBI regulations, and other relevant laws.
- Monitor changes in regulatory requirements and update internal policies and procedures accordingly.
- Conduct periodic compliance audits and reviews to identify and rectify any non-compliance issues.
2. Regulatory Frameworks:
- Navigate complex regulatory frameworks and interpret regulatory circulars, notifications, and guidelines issued by regulatory authorities.
- Provide guidance and support to internal teams on regulatory matters and legal implications of business activities.
3. Compliance Management:
- Develop and implement compliance programs to ensure adherence to applicable laws, regulations, and internal policies.
- Conduct training sessions for employees to raise awareness about legal and regulatory compliance requirements.
4. Documentation and Contracts:
- Draft, review, and negotiate legal documents, contracts, agreements, and MOUs related to business operations, transactions, and partnerships.
- Ensure that all contractual obligations are met and legal risks are mitigated in contractual arrangements.
5. Corporate Governance:
- Assist in maintaining corporate governance standards as per LODR Regulations, Companies Act, and other relevant corporate governance guidelines.
- Prepare and maintain legal documentation related to board meetings, resolutions, and corporate filings.
6. Legal Research and Advisory:
- Conduct legal research on various legal issues, case laws, precedents, and regulatory developments affecting the NBFC sector.
- Provide legal advice and recommendations to management and internal stakeholders on legal matters and risk management strategies.
7. Dispute Resolution and Litigation Management:
- Manage legal disputes, litigation, and legal proceedings involving the NBFC, including engaging with external legal counsel and representing the organization in legal matters.
- Work towards resolving legal disputes through negotiation, arbitration, or other alternative dispute resolution mechanisms.
Must Have\'s:
- Bachelor\'s degree in Law (LLB) from a recognized institution. Additional qualifications such as LLM or specialized courses in financial law or regulatory compliance are preferred.
- 5 to 8 years of experience in a legal role within the Law firm, financial services industry, preferably in an NBFC, bank, or financial institution.
- Strong understanding of statutory and regulatory requirements applicable to NBFCs, including RBI regulations, SEBI guidelines, Companies Act, LODR Regulations, and ISDR Regulations.
- Excellent analytical skills with the ability to interpret legal documents, regulations, and circulars.
- Good communication skills with the ability to convey complex legal concepts to non-legal stakeholders.
- Proactive approach to identifying legal risks, developing risk mitigation strategies, and ensuring legal compliance.
- Experience in contract drafting, negotiation, and legal research.
- Ability to work independently, handle multiple tasks, and prioritize workload effectively.
- Membership in Bar Council of India and relevant legal certifications are a plus.
- Bachelor\'s degree in Law (LLB) from a recognized institution. Additional qualifications such as LLM or specialized courses in financial law or regulatory compliance are preferred.
- 5 to 8 years of experience in a legal role within the Law firm, financial services industry, preferably in an NBFC, bank, or financial institution.
- Strong understanding of statutory and regulatory requirements applicable to NBFCs, including RBI regulations, SEBI guidelines, Companies Act, LODR Regulations, and ISDR Regulations.
- Excellent analytical skills with the ability to interpret legal documents, regulations, and circulars.
- Good communication skills with the ability to convey complex legal concepts to non-legal stakeholders.
- Proactive approach to identifying legal risks, developing risk mitigation strategies, and ensuring legal compliance.
- Experience in contract drafting, negotiation, and legal research.
- Ability to work independently, handle multiple tasks, and prioritize workload effectively.
- Membership in Bar Council of India and relevant legal certifications are a plus.