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30 Nov 2022


Deputy Manager - Surveillance


3-4 Years

Surveillance, MIS, capital market, financial markets

Job Description

Position: Deputy Manager - Surveillance
Qualification: CA, MBA
Experience: 2 to 4 years
Location: Chennai

Job Description:

Scrip monitoring and generation of alerts 
  • Monitor the variations, movements of scrip on an on-going basis through surveillance system to identify any significant changes in price, trade volume of the scrip. 
  • Execute pre-defined process to generate periodic alerts based on scrip movements and upload these alerts in the case management system. 
Surveillance measures 
  • Determine the scrip for which change in price band is required as perpare-defined process.
  • Determine the scrip which needs to be transferred from to trade for trade segment as per pre-determined process. 
  • Determine the scrip which needs to be shortlisted under Additional 
  • Surveillance Measure (ASM) Graded Surveillance Measure (GSM) as per pre-determined process. 
  • Identify news items for rumour verification. 
  • Draft and despatch letter to concerned company for rumour verification and clarifications regarding the deviations in price trading volume of the scrip. 
  • Keep self-updated on the recent developments on scrip of various companies. 
MIS & reporting 
  • Generate daily periodic reports about market update and alert details to be sent to senior management and external regulators. 
  • Generate reports as a part of daily BOD and EOD processing.

30 November 2022


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