30 Nov 2022
RuAt
Deputy Manager - Surveillance
Chennai
3-4 Years
Surveillance, MIS, capital market, financial markets
Job Description
Position: Deputy Manager - Surveillance
Qualification: CA, MBA
Experience: 2 to 4 years
Location: Chennai
Job Description:
Scrip monitoring and generation of alerts
Qualification: CA, MBA
Experience: 2 to 4 years
Location: Chennai
Job Description:
Scrip monitoring and generation of alerts
- Monitor the variations, movements of scrip on an on-going basis through surveillance system to identify any significant changes in price, trade volume of the scrip.
- Execute pre-defined process to generate periodic alerts based on scrip movements and upload these alerts in the case management system.
Surveillance measures
- Determine the scrip for which change in price band is required as perpare-defined process.
- Determine the scrip which needs to be transferred from to trade for trade segment as per pre-determined process.
- Determine the scrip which needs to be shortlisted under Additional
- Surveillance Measure (ASM) Graded Surveillance Measure (GSM) as per pre-determined process.
- Identify news items for rumour verification.
- Draft and despatch letter to concerned company for rumour verification and clarifications regarding the deviations in price trading volume of the scrip.
- Keep self-updated on the recent developments on scrip of various companies.
MIS & reporting
- Generate daily periodic reports about market update and alert details to be sent to senior management and external regulators.
- Generate reports as a part of daily BOD and EOD processing.