Compliance Risk & Trustee Officer-Company Secretary-5-10-BKC Mumbai

Role : Compliance Risk & Trustee Officer-Company Secretary
Experience : 5 to 10 years
Qualification : CS
Location : BKC Mumbai
Job Description :-
Support the Trustee Company and AMC in complying with SEBI (Mutual Fund)
Regulations, securities and corporate laws, and internal governance frameworks, and to
assist Trustees in discharging fiduciary and regulatory oversight responsibilities.
This role is designed for Company Secretaries or LLB-qualified professionals with
experience in financial services regulation, governance and compliance.
Key Responsibilities:-
 
• Monitor compliance with SEBI MF Regulations, circulars, Companies Act 
and securities laws. 
• Track regulatory changes and assess impact on Trustee and AMC 
obligations. 
• Support Trustee Board on governance, fiduciary duties, conflicts of interest 
and investor protection. 
• Prepare agenda notes, compliance summaries and governance updates for 
Trustee meetings. 
• Assist in monitoring regulatory, operational and reputational risks, track 
breaches and escalations. 
• Coordinate statutory, SEBI, internal, system and cyber audits, track closure 
of observations. 
• Prepare and review regulatory filings, Trustee reports and unitholder 
disclosures. 
• Liaise with AMC Compliance, Risk, Legal, Operations, auditors and 
regulators.