31 Jul 2025
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Compliance Officer - RBI - Financial Services
Mumbai
6-8 Years
RBI compliance – Compliance & Secretarial, Compliance – legal and secretarial
Job Description
Role : Compliance Officer - RBI - Financial Services
Location : Mumbai
Experience : 6 to 7 Years
Qualfication : CA
Job Description :
- Conduct regular reviews to ensure compliance with all applicable RBI regulations.
- Should be able to independently develop and maintain a compliance checklists, manuals, and other regulatory documentation for continuous monitoring.
- Regularly monitor changes in regulatory guidelines from RBI and other relevant authorities and update compliance processes accordingly.
- Design and implement a comprehensive compliance testing program to assess adherence to regulatory requirements.
- Perform independent testing and review of internal controls to ensure compliance with applicable RBI regulations.
- Document findings from compliance testing, prepare reports, and communicate results to the Senior Management and the Board.
- Identify, assess and monitor compliance risks across all functions and departments in the organization. Maintain and update the Compliance Risk register.
- Regularly assess the adequacy of risk mitigating controls designed and recommend enhancements where necessary.
- Conduct training sessions to raise awareness and understanding of compliance requirements.
- Collaborate with cross-functional teams to facilitate the implementation of compliance requirements.
Location : Mumbai
Experience : 6 to 7 Years
Qualfication : CA
Job Description :
- Conduct regular reviews to ensure compliance with all applicable RBI regulations.
- Should be able to independently develop and maintain a compliance checklists, manuals, and other regulatory documentation for continuous monitoring.
- Regularly monitor changes in regulatory guidelines from RBI and other relevant authorities and update compliance processes accordingly.
- Design and implement a comprehensive compliance testing program to assess adherence to regulatory requirements.
- Perform independent testing and review of internal controls to ensure compliance with applicable RBI regulations.
- Document findings from compliance testing, prepare reports, and communicate results to the Senior Management and the Board.
- Identify, assess and monitor compliance risks across all functions and departments in the organization. Maintain and update the Compliance Risk register.
- Regularly assess the adequacy of risk mitigating controls designed and recommend enhancements where necessary.
- Conduct training sessions to raise awareness and understanding of compliance requirements.
- Collaborate with cross-functional teams to facilitate the implementation of compliance requirements.