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24 Jan 2023


Compliance officer, 5 to 7 years in Mumbai


5-6 Years

financial markets, Compliance Officer, Corporate Governance, Company Secretary, Drafting, communication skill

Job Description

Position: Compliance officer
Qualification: CS, LLB
Experience: 5 to 7 years
Location: Mumbai

Job Description
  • Role: As Compliance Officer, the resource would ensure adherence to regulations, extant and future, for the business. The resource would be the single point of contact with regulators and is expected to lead interaction with regulators (since there is a Company Secretary, that role has been kept out).
  • Strong drafting/ writing skills
  • Excellent communication, both oral and written, and interpersonal skills
  •  Self-motivated and ability to work independently without detailed supervision
  • Commitment to accuracy and attention to detail
  • Commitment to work towards deadlines

24 January 2023


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