17 Apr 2024
klzD
Compliance Manager, 3 to 5 years in Mumbai
Mumbai
4-5 Years
Company Secretary, Statutory Compliace, NBFC, RBI Complaints, Financial Intelligence, MIS Planing
Job Description
Position: Compliance Manager
Qualification: Company Secretary
Experience: 3 to 5 years
Location: Mumbai
Job Responsibility :
- 3-5 Years of Experience in handling Retail lending,NBFC compliance,RBI compliance,Housing finance compliance.
- Ensuring that all the Company’s compliances as mentioned under NBFC Act & Rules are done in a timely manner.
- Disseminating regulations to business and support functions and providing ongoing advisory services to ensure that the NBFC operates in accordance with all regulatory and legal requirements and compliance standards.
- Overseeing and monitoring the implementation of the compliance program. Ensuring adequate back up documentation is prepared for each compliance including for reporting under various applicable regulations.
- Correspondence with the regulators RBI, Financial Intelligence Unit, other regulator(s) etc from time to time.
- Preparing concise compliance reports (MIS) to the management
- Providing guidance, advice, and/or training and educational programs, to improve business & understanding of related laws and regulatory requirements.
- Ability and willingness to single-handedly conduct all compliance related functions.
Qualification: Company Secretary
Experience: 3 to 5 years
Location: Mumbai
Job Responsibility :
- 3-5 Years of Experience in handling Retail lending,NBFC compliance,RBI compliance,Housing finance compliance.
- Ensuring that all the Company’s compliances as mentioned under NBFC Act & Rules are done in a timely manner.
- Disseminating regulations to business and support functions and providing ongoing advisory services to ensure that the NBFC operates in accordance with all regulatory and legal requirements and compliance standards.
- Overseeing and monitoring the implementation of the compliance program. Ensuring adequate back up documentation is prepared for each compliance including for reporting under various applicable regulations.
- Correspondence with the regulators RBI, Financial Intelligence Unit, other regulator(s) etc from time to time.
- Preparing concise compliance reports (MIS) to the management
- Providing guidance, advice, and/or training and educational programs, to improve business & understanding of related laws and regulatory requirements.
- Ability and willingness to single-handedly conduct all compliance related functions.