29 Apr 2025
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Compliance Executive, 0 to 2 years in Mumbai
Anand Rathi Shares Stock Brokers Ltd.
Mumbai
1-2 Years
Companies Act, Compliance, Audit Compliance, Statutory Compliance, SEBI Regulations
Job Description
Position: Compliance Executive
Qualification: B.com,CS
Experience: 0 to 2 years
Location: Mumbai
Job description
Qualification: B.com,CS
Experience: 0 to 2 years
Location: Mumbai
Job description
Key Responsibilities
• Coordinate effectively between internal departments and external regulatory bodies
• Manage follow-ups with various teams to ensure timely task completion
• Help maintain management information systems (MIS)
• Prepare compliance reports and documentation as required
• Support the compliance team with ad-hoc reports
• Handle additional responsibilities as assigned by team
Qualifications
• Strong organizational and interpersonal communication skills
• Proficiency in Microsoft Excel
• Basic understanding of capital markets structure and operations
• Attention to detail and ability to work in a fast-paced environment.
• Bachelor\'s degree in Finance, Commerce, Business Administration or related field.
What We Offer
• Training in financial compliance procedures.
• Exposure to regulatory frameworks and compliance best practices.
• Opportunities for career advancement within the organization.
• Collaborative work environment with learning opportunities from industry professionals.