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31 Dec 2022


Company Secretary


4-5 Years

Interpersonal Skills, Compliance, Legal, Company Secretary, Asset Management, SEBI, Auditing

Job Description

Position: Company Secretary
Qualification: MCA
Experience: 3 to 5
Location: Indore

Job description
1) Update circulars to respective department on a daily basis; provide training on important circulars immediately and follow up for implementation on the same.
2) Coordination, follow up and verification with all the departments for data other requirements w.r.t Internal Audit, SEBI audit, Exchange audit, SEBI Exchange queries/ alerts.
3) AP registration, AP cancellation, AP wise client wise reporting to exchange and also perform onsite offsite audit of AP/ Branch.
4) Preparing passing the Board Resolution for various reports policies.
5) Analyzing and responding to all the complaints received by the company with in the timeline.
6) Handling all works related to MCA, FIU other legal parts.
7) Implementation of new process setup for internal checks inter-departmental checks.
8) Conducting department inter-department audits to check overall compliance and submit the report to the management.
9) Any new requirement in compliance will be allocated based on the requirement from time to time.
Requisite Skills:
- Proven experience of 3-4 years or above as Compliance Executive or similar role.
- Excellent understanding of Compliance concepts and best practices.
- Analytical mindset and critical thinking.
- Excellent communication and interpersonal skills
Company Secretarial or any such other relevant course with at least 3-5 yrs of experience in Capital Markets

31 December 2022


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