Home | Jobs | Compliance & Secretarial | Company Secretary & Compliance Officer, 1 to 2 years in Mumbai

15 Feb 2023


Company Secretary & Compliance Officer, 1 to 2 years in Mumbai


1-2 Years

Company Secretary, Companies Act, Compliance, SEBI, SEBI Regulations, Listing Compliances, Compliance Management, agenda, board meeting, RBI, Secretarial Activities, Listing Agreement

Job Description

Position: Company Secretary & Compliance Officer
Qualification: CS
Experience: 1 to 2 years
Location:  Mumbai

Job description
Roles and Responsibilities:
  • Experience of filing quarterly, half-yearly and annual compliances as per SEBI Listing
Regulations and SAST Regulations
  • Timely compliance of all the applicable provisions of SEBI Regulations, Companies Act,
2013, RBI Master Directions, Notifications, Circulars and Secretarial Standards
  • Convening Annual General Meeting (AGM) including preparing the Annual Report,
Notice, Directors Report, and all other compliances related to the AGM
  • Preparation of Notice, Agenda, Resolutions, Minutes for the Board Meeting, and other
Committee Meetings.
  • Preparation of all the ROC Forms including the Annual Filing forms as per the
Companies Act, 2013
  • Filing of quarterly and annual forms/ returns with RBI.
  • Maintenance of various Statutory Registers
  • Liaising with various statutory authorities such as SEBI, BSE, NSDL/CDSL, RBI, etc.
  • Keeping up to date with any regulatory or statutory changes and policies that might
affect the organization
  • Co-ordination with the Registrar & Share Transfer Agent for all the shareholder matters.
  • Handling investor and borrowers\' complaints on all the respective forums under different
authorities and timely resolving the same.

Key Requirements:
  • 1-2 years of experience post qualification
  • Good written and verbal communication skills
  • Candidates in a Compliance Manager role at NBFC / Banks having experience in
handling regulatory compliance, RBI audits, etc. would be preferred.
  • Strong Accounting Background, Strong Leadership quality, Adherence to timelines and
highly proactive.
  • Excellent Knowledge of Microsoft Excel.
  • Ability to effectively prioritize work by understanding competing priorities and work under

15 February 2023


Subscribe Now