15 Feb 2023
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Company Secretary & Compliance Officer, 1 to 2 years in Mumbai
Mumbai
1-2 Years
Company Secretary, Companies Act, Compliance, SEBI, SEBI Regulations, Listing Compliances, Compliance Management, agenda, board meeting, RBI, Secretarial Activities, Listing Agreement
Job Description
Position: Company Secretary & Compliance Officer
Qualification: CS
Experience: 1 to 2 years
Location: Mumbai
Job description
Qualification: CS
Experience: 1 to 2 years
Location: Mumbai
Job description
Roles and Responsibilities:
- Experience of filing quarterly, half-yearly and annual compliances as per SEBI Listing
Regulations and SAST Regulations
- Timely compliance of all the applicable provisions of SEBI Regulations, Companies Act,
2013, RBI Master Directions, Notifications, Circulars and Secretarial Standards
- Convening Annual General Meeting (AGM) including preparing the Annual Report,
Notice, Directors Report, and all other compliances related to the AGM
- Preparation of Notice, Agenda, Resolutions, Minutes for the Board Meeting, and other
Committee Meetings.
- Preparation of all the ROC Forms including the Annual Filing forms as per the
Companies Act, 2013
- Filing of quarterly and annual forms/ returns with RBI.
- Maintenance of various Statutory Registers
- Liaising with various statutory authorities such as SEBI, BSE, NSDL/CDSL, RBI, etc.
- Keeping up to date with any regulatory or statutory changes and policies that might
affect the organization
- Co-ordination with the Registrar & Share Transfer Agent for all the shareholder matters.
- Handling investor and borrowers\' complaints on all the respective forums under different
authorities and timely resolving the same.
Key Requirements:
- 1-2 years of experience post qualification
- Good written and verbal communication skills
- Candidates in a Compliance Manager role at NBFC / Banks having experience in
handling regulatory compliance, RBI audits, etc. would be preferred.
- Strong Accounting Background, Strong Leadership quality, Adherence to timelines and
highly proactive.
- Excellent Knowledge of Microsoft Excel.
- Ability to effectively prioritize work by understanding competing priorities and work under