Company Secretary-3-5-BKC

Job Description

1. Assist in implementing and continuous monitoring of compliances with RBI, NHB, IRDAI and other regulatory guidelines applicable to Housing Finance Companies.
2. Maintain records of regulatory filings and ensure timely submissions. Updating various Compliance MIS on timely basis
3. Assisting the Compliance function in Compliance testing activity
4. Help in preparing compliance reports for management.
5. Assisting the CCO pre post and during NHB Inspection.
6.  Coordinate with various departments to ensure adherence to compliance requirements.
7. Ensuring robust KYC and AML mechanism is in place
8. Dealing in regular audits covering compliance function
9. Ensuring Renewal of licenses and registrations
10. Enabling Compliance through Compliance Management Tool.
11. Conducting Compliance Risk Assessment and compliance audit wrt implementation of RBI Circulars  
12. Help draft, update, and maintain compliance SOPs and frameworks
13. Support control testing and help identify gaps; assist in remediation efforts
14. Assist in developing training materials and delivering compliance awareness sessions.
15. Serve as a point of contact for compliance queries across departments.