08 Sep 2025
TeKG
Asst Manager/Deputy Manager-4-7-Andheri
Mumbai
6-8 Years
FEMA and RBI Compliances
Job Description
Role : Asst Manager/Deputy Manager
Qualification : CA
Experience : 4 to 7 Years
Location : Andheri
Job Description :
• Design and implement a comprehensive compliance testing program
to assess adherence to regulatory requirements.
• Perform independent testing and review of internal controls to ensure
compliance with applicable RBI regulations.
• Document findings from compliance testing, prepare reports, and
communicate results to the Senior Management and the Board.
• Conduct regular reviews to ensure compliance with all applicable RBI
regulations.
• Identify, assess and monitor compliance, bribery and fraud risks
across all functions and departments in the organization. Maintain and
update the Risk register annually.
• Regularly assess the adequacy of risk mitigating controls designed
and recommend enhancements where necessary.
• Performing control testing for Anti-Bribery and Anti-Corruption
(ABAC) Policies and coming up with internal control gaps.
• Tracking of whistle blower complaints, monitoring ongoing cases of
frauds.
• Draft, Review and Update key Policies and Procedures related to RBI
regulations and ABAC.
• Should be able to independently develop and maintain a compliance
checklists, manuals, and other regulatory documentation for
continuous monitoring.
• Regularly monitor changes in regulatory guidelines from RBI, IRDAI
and US D.O.J and update compliance processes accordingly.
• Drafting Training material content on key RBI and ABAC Policies.
• Collaborate with cross-functional teams to facilitate the
implementation of compliance requirements.
Qualification : CA
Experience : 4 to 7 Years
Location : Andheri
Job Description :
• Design and implement a comprehensive compliance testing program
to assess adherence to regulatory requirements.
• Perform independent testing and review of internal controls to ensure
compliance with applicable RBI regulations.
• Document findings from compliance testing, prepare reports, and
communicate results to the Senior Management and the Board.
• Conduct regular reviews to ensure compliance with all applicable RBI
regulations.
• Identify, assess and monitor compliance, bribery and fraud risks
across all functions and departments in the organization. Maintain and
update the Risk register annually.
• Regularly assess the adequacy of risk mitigating controls designed
and recommend enhancements where necessary.
• Performing control testing for Anti-Bribery and Anti-Corruption
(ABAC) Policies and coming up with internal control gaps.
• Tracking of whistle blower complaints, monitoring ongoing cases of
frauds.
• Draft, Review and Update key Policies and Procedures related to RBI
regulations and ABAC.
• Should be able to independently develop and maintain a compliance
checklists, manuals, and other regulatory documentation for
continuous monitoring.
• Regularly monitor changes in regulatory guidelines from RBI, IRDAI
and US D.O.J and update compliance processes accordingly.
• Drafting Training material content on key RBI and ABAC Policies.
• Collaborate with cross-functional teams to facilitate the
implementation of compliance requirements.