09 Feb 2026
jyty
Associate - Legal (Legal and Compliance)
Mumbai
6-8 Years
Legal and Compliance
Job Description
Role : Associate - Legal (Legal and Compliance)
Location : Mumbai
Experience : 6 to 7 years
Qualification : LLB
Job Description :
he offshore Legal and Compliance Department in Mumbai is a department of the Legal and Compliance Division and provides support services to the Legal and Compliance Division.Day Job Paralegal support This position will support EDR and US lit attorneys, daily tasks would involve - Analyze regulatory inquiries relating to customer complaints and prepare draft responses under the supervision of an attorney in the US. This work includes Review legal requests to determine required response. Interacting with personnel based in the US Retrieve a wide variety of documents, stored in paper and electronic form, from a variety of Firm systems and applications. Compliance with Legal Department policies and procedures for issuing litigation holds, locating documents, and keeping a record of steps taken to retrieve documents Organizing redacting and staging documents for production Effort related to document settlement agreements and payments for settled complaints in matter management system and liaise with accounts payable to direct payments Assist US-based attorneys handling customer complaints by (1) documenting responses to customer complaints in the Firms matter management system; (2) completing closing memo forms; and (3) ensuring that all required documents are saved in EDRs document repository.Day job Conduct risk support Locating and entering conduct risk information into the Conduct Risk Tool, the global repository for tracking conduct risk incidents Reconciliation and reporting (including Business Objects) Coordination with investigative teams globally, particularly in Asia and EMEA Development of metrics and reporting relating to conduct risk incidents Interaction and coordination within LCD to ensure appropriate execution of the Firms enterprise-wide conduct risk program
Location : Mumbai
Experience : 6 to 7 years
Qualification : LLB
Job Description :
he offshore Legal and Compliance Department in Mumbai is a department of the Legal and Compliance Division and provides support services to the Legal and Compliance Division.Day Job Paralegal support This position will support EDR and US lit attorneys, daily tasks would involve - Analyze regulatory inquiries relating to customer complaints and prepare draft responses under the supervision of an attorney in the US. This work includes Review legal requests to determine required response. Interacting with personnel based in the US Retrieve a wide variety of documents, stored in paper and electronic form, from a variety of Firm systems and applications. Compliance with Legal Department policies and procedures for issuing litigation holds, locating documents, and keeping a record of steps taken to retrieve documents Organizing redacting and staging documents for production Effort related to document settlement agreements and payments for settled complaints in matter management system and liaise with accounts payable to direct payments Assist US-based attorneys handling customer complaints by (1) documenting responses to customer complaints in the Firms matter management system; (2) completing closing memo forms; and (3) ensuring that all required documents are saved in EDRs document repository.Day job Conduct risk support Locating and entering conduct risk information into the Conduct Risk Tool, the global repository for tracking conduct risk incidents Reconciliation and reporting (including Business Objects) Coordination with investigative teams globally, particularly in Asia and EMEA Development of metrics and reporting relating to conduct risk incidents Interaction and coordination within LCD to ensure appropriate execution of the Firms enterprise-wide conduct risk program