20 Apr 2026
WgNR
Associate - Legal (Legal and Compliance)
Mumbai
4-5 Years
Companies Act – Legal
Job Description
Role : Associate - Legal (Legal and Compliance)
Qualification : LLB
Experience : 3 to 5 years
Location : Mumbai
Job Description :
(1) documenting responses to customer complaints in the Firms matter management system; (2) completing closing memo forms; and (3) ensuring that all required documents are saved in EDRs document repository.Day job Conduct risk support Locating and entering conduct risk information into the Conduct Risk Tool, the global repository for tracking conduct risk incidents Reconciliation and reporting (including Business Objects) Coordination with investigative teams globally, particularly in Asia and EMEA Development of metrics and reporting relating to conduct risk incidents Interaction and coordination within LCD to ensure appropriate execution of the Firms enterprise-wide
Qualification : LLB
Experience : 3 to 5 years
Location : Mumbai
Job Description :
(1) documenting responses to customer complaints in the Firms matter management system; (2) completing closing memo forms; and (3) ensuring that all required documents are saved in EDRs document repository.Day job Conduct risk support Locating and entering conduct risk information into the Conduct Risk Tool, the global repository for tracking conduct risk incidents Reconciliation and reporting (including Business Objects) Coordination with investigative teams globally, particularly in Asia and EMEA Development of metrics and reporting relating to conduct risk incidents Interaction and coordination within LCD to ensure appropriate execution of the Firms enterprise-wide