Risk Management & Compliance, 3 to 7 years in Mumbai

Job Description

• Ranked Top 25 Companies to Work in India: We\'re proud to be recognized as one of the best workplaces, certified for 8 consecutive years.
• Innovative Culture: Ideate, innovate, and create cutting-edge fintech solutions with AI and Machine Learning.
• Be part of something huge: Be at the Forefront of Fintech Innovation
• Bold Approach: We\'re not just growing a customer base; we\'re unlocking potential, aiming to touch a billion lives. It\'s about more: more drive, more initiative, and a bolder way of working.

• Participating in the planning, executing and reporting of compliance assurance reviews, compliance and regulatory issue validation activities for a component of policy line & function
• Liaisoning with Exchanges on everyday basis
• Managing Inspections carried out by Exchanges, Depositories and SEBI
• Managing internal audits of Depositories and Exchanges
• Submission of Enhanced supervision data and other Exchange reportings in a timely manner
• KYC Compliance and monitoring of compliance functions
• Preparation, submission, and uploading Annual return & Compliance to the exchanges.
• Timely updating Policies and procedures in line with Exchange guidelines
• Evaluating new regulatory guidelines and implementation
• Handling internal audits and implementation
• Preparation and submission of MIS and status reports
• Reviewing & updating company forms and internal documents in line with applicable stock broking / DP guidelines

• Should be LLB/CA/InterCA/CS/Inter CS/Bcom.

• Empowered Growth: We invest in your growth and empower you to explore your full potential.
• Exceptional Benefits: Our comprehensive benefits package includes health insurance, wellness programs, learning & development opportunities, and more.