25 Nov 2024
XIks
Risk Management & Compliance, 0 to 1 years in Mumbai

Mumbai
0-1 Years
Compliance, Finance, accounting
Job Description
Position: Risk Management & Compliance
Qualification: CA
Experience: 0 to 1 years
Location: Mumbai
Job description
Qualification: CA
Experience: 0 to 1 years
Location: Mumbai
Job description
Role & responsibilities
- Performing due diligence on customers on screening system and media adverse search on internet
- Identifying Beneficial Owners in case of Companies/ Partnership/ Trusts/ Funds etc
- Performing Bi-annual Anti Money Laundering (AML) checks
- Preparing and filing AML returns with RBI • Ensuring regulatory / FIU communications are timely submitted.
- Transaction monitoring and disposition of AML alerts.
- Monitoring and tracking Re-KYC status, CKYC, Aadhaar seeding etc
- Preparing MIS for AML Risk Categorization, Re-KYC, CKYC status to be shared with Management/ Board
- Keeping track of Regulatory updates and sharing with the internal stakeholders
- Monitoring the action points for timely closure
- Support the Compliance team during Inspection, Audits
- Coordinating with Internal Teams and external service providers
- Responsible for keeping abreast of regulatory developments or other matters affecting the business activities, systems, and controls
Preferred candidate profile
CA fresher