13 Aug 2024
skyR
Mutual Fund Operations, 1 to 6 years in Ahmedabad
Wealth First Portfolio
Ahmedabad
5-6 Years
mutual funds, back office operations, Backend Operations, wealth management, Demat, AMFI, NISM, Finance & Operations, Banking Operations, equity
Job Description
Position: Mutual Fund Operations
Qualification: B.com,M.com,MBA
Experience: 1 to 6 years
Location: Ahmedabad
Job description
Qualification: B.com,M.com,MBA
Experience: 1 to 6 years
Location: Ahmedabad
Job description
Role & responsibilities
1 Handling all operations related work of your immediate supervisor (Relationship Manager).
2 New Client Registrations
To Fill and submit printed white form copy only for new clients &DMAT.
3 Form Filling
Filling up of Forms (MF, DRF, Demat modification forms, Insurance, FD, PMS)
4 MF transactions (Demat & Physical)
To submit daily transactions to Heli as per stipulated timeline.
Emailing the DMAT & Physical AOF transactions to the concerned.
Check Demat transaction mail of Kruti ben before transaction time ends.
Checking the DMAT MF transactions in ledger>holding>MF statement> in softwares report on weekly basis.
Checking MF Physical Transactions
5 Transactions Other than MF(PMS,Insurance,FD,Equity,Debt)
Do the Transactions related to PMS,Insuarance, FD, Equity, Debt)
Checking of all other transactions (FD, Debt, Equity,PMS,Insurance)
Client follow up for medical check-up (incase of insurance).
6 Monthly Portfolio Reporting to clients & Preparation of reports
Emailing clients their report on monthly basis & also as and when required.
Preparing the reports of clients as per requirement of immediate supervisor
7 Client\'s Documents Maintenance
Clients\' documents file maintenance
8 Query Management
To solve client queries & also visit the client as and when required.
To raise query related to any mismatch in client portfolio, either financial transaction or non-financial (MF, Equity, Debt, PMS, FD, Insurance)
To maintain a separate sheet for Query and update on regular basis.
9 Demat Related Work other than MF Transaction
Checking the Demat ledger CR-DR balance on daily basis, for equity/mutual fund transaction. (T+5 compliance)
Do the Client\'s Trade
Do follow-up with clients for payment,
Checking Delivery of shares/Bonds
To submit the Buy-Back form in case of buyback.
Checking of Dormant account and getting it activated before any Demat transaction.
Update the purchase of any stock details when transferred from other Dp to ours in tech excel.
Preferred candidate profile
B.COM, M.COM, MBA