Home | Jobs | Compliance & Secretarial | Manager Legal and Compliance Officer, 2 to 6 years in Mumbai(Lower Parel)

28 Nov 2024

LLix

Manager Legal and Compliance Officer, 2 to 6 years in Mumbai(Lower Parel)

Mumbai

5-6 Years

legal writing, Agreements Drafting, Analytical Skills, company secretarial work, negotiations, Compliance Management, Internal Compliance, Risk Assessment, AIF compliance

Job Description

Position: Manager Legal and Compliance Officer
Qualification: CS,LLB
Experience: 2 to 6 years
Location: Mumbai(Lower Parel)


Roles and Responsibilities
 Monitor and ensure compliance with SEBI AIF regulations and other relevant legal statutes affecting the company.
 Oversee and implement policies and procedures related to Fund compliance and AIF regulatory requirements.
 Draft, review, and negotiate legal documents related to investments, partnerships, and operational matters.
 Ensure terms of the legal agreements are monitored & complied on an on-going basis.
 Provide legal guidance and risk assessment on corporate transactions and agreements.
 Liaise with external legal counterparts and regulatory bodies on compliance matters.
 Conduct legal audits and internal compliance checks to identify areas for improvement and rectify discrepancies.
 Advise management on legal compliance trends and potential impacts on company operations.
 Ensure the company adheres to corporate governance principles and maintains high ethical standards.

Qualifications and Skills

 Professional Qualified Company Secretary with a Degree in Law is preferred.
 NISM Series-III-A: Securities Intermediaries Compliance (Non-Fund) Certification Examination will be an added advantage.
 Proven expertise in SEBI AIF Regulations and Compliance (Mandatory skill).
 Knowledge and experience in Prohibition of Insider Trading regulations, Anti-Money Laundering regulations, etc.
 Proficiency in legal writing with attention to detail ensuring accuracy and clarity in documentation.
 Effective negotiation skills to protect company interests while achieving positive outcomes in discussions.
 Ability to navigate SEBI compliance, ensuring all company activities are conducted according to regulations and in a timely manner.
 Strong analytical skills to assess risk and articulate strategic advice regarding legal and regulatory issues.
 Excellent communication skills to liaise effectively with internal teams and external partners.


28 November 2024

LLix

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