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19 Sep 2022


Manager - Compliance & Legal


5-6 Years

SEBI, Compliance – legal and secretarial, Legal, Company Secretary, AIF compliance, Chartered Accountant, LLB

Job Description

Position: Manager-  Compliance & Legal 
Qualification: LLB, CS or CA
Experience: 2-6 years
Location: Mumbai

Job Description: 
  • Opportunity to work with a brilliant and fun team of stellar individuals (CA, CS, IIT, IIM-ISB) 
  • Part of a growing team which is expected to grow from 10 to 30 people and establish international offices 
  • Exposure to tax and compliance related work in international financial markets 
  • A full understanding of SEBI laws and regulations and ensuring compliance with those laws and regulations 
  • Ensuring compliance with all the regulatory laws and regulations applicable to the entity 
  • Understand laws and regulations of various international jurisdictions where the company may look at opening offices in the future 
  • Liaison with SEBI and other international regulatory authorities. 
  • Monitoring of AML, FATCA compliance and its reporting 
  • Liaising and coordinating with Regulator for PMS, AIF compliance and queries 
  • Coordinating with counsels for legal support, opinions and clarifications 
  • Other day to day activities as might be required in discharging the duties of a compliance officer. 
  • Chartered accountants or Company secretary (First attempt and rankholders). 
  • An LLB degree will be an added advantage. 
  • Prior work experience in not a pre-requisite. We will teach you on the job. 
  • A growth mindset and ability to understand and interpret Indian and international laws.
  • Steep growth trajectory based on individual as well as firm performance

19 September 2022


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