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11 May 2022


Company Secretary


5-6 Years

Companies Act, Internal Audit, SEBI Compliance, Legal Documentation, Mutual Fund, Company Secretary, Secretarial Activities

Job Description

Position: Company Secretary
Qualification: CS

Experience: 5 - 6 years
Industry : Candidates from mutual funds background preferred.
Location: Mumbai
Immediate joiners only.

Job Description:
  1. To prepare Notices, Agenda & other papers for Board meeting and general meetings of the unlisted companies
  2. To maintain Statutory Registers required under Companies Act, 1956 of the all Group companies
  3. Drafting of Directors Report 
  4. Internal Audit and Secretarial work of all the Group company\'s
  5. Responsible for managing Compliance function, AML & Investor Grievance
  6. Actively involved in the interpretation and end to end implementation of circulars and regulations issued by SEBI
  7. Handle all Internal, Concurrent Audits and Inspections conducted by Regulators, Exchanges & Depositories along with others
  8. Represents the company in front of Regulator & exchanges and attending to correspondence, enquiries from regulators & exchanges 
  9. Accounts Finalization Legal Documentations
  10. Listed company LODR regulation compliance
  11. To ensure the compliance of the SEBI, Stock Broker Regulation & Stock exchange guidelines, Merchant Banking guidelines, RBI (NBFC) guidelines

11 May 2022


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