05 Jul 2024
jKip
Company Secretary & Compliance Officer, 0 to 2 years in Mumbai
Smest Capital
Mumbai
1-2 Years
Compliance, Company Secretary, Government Regulations, Legal Compliances
Job Description
Position: Company Secretary & Compliance Officer
Qualification: CS
Experience: 0 to 2 years
Location: Mumbai
Job description
Qualification: CS
Experience: 0 to 2 years
Location: Mumbai
Job description
ROLES AND RESPONSIBILITIES:
- Process Client KYCs on various KRAs
- Keep a clean check and updates on the SEBI KYC Registration Agency (KRA).
- Handling Compliance of SEBI / BSE / NSE.
- Periodic submission to the broking and DP compliance and operation team.
- Handle SCORES (SEBI Complaints Redress System) for the organization.
- Manage Financial Intelligence Unit (FIU)
Education qualification
- Must have their CS ID Membership