15 Jul 2024
eVft
Audit & Inspections department, 3 to 8 years in Mumbai
NSDL Database Management Limited
Mumbai
6-8 Years
Inspection, Stock Broking, Transportation, Regulatory Compliance, Statutory Audit, Internal Audit, Stock Exchange, SEBI
Job Description
Position: Audit & Inspections department
Qualification: CA,CS,ICWA
Experience: 3 to 8 years
Location: Mumbai
Job description
Qualification: CA,CS,ICWA
Experience: 3 to 8 years
Location: Mumbai
Job description
Roles and Responsibilities
Audit & Inspection functions. (PAN India Traveling will be part of this job role)
1. To conduct inspection and ensure timely submission of reports and subsequent compliances from BPs.
2. Identification of process improvements in the existing inspection process.
3. To complete the end to end process of monitoring receipt and review of all periodical submissions from Business Partners as per Compliance Calendar.
4. Co-ordinate and facilitate for BPs, HO and IT team to develop and/or enhance system controls, procedures and trainings.
5. Pro-active action to ensure correct and timely compliance of all required submissions by respective BPs.