29 Nov 2022
BchR
ASVP - Listing Investigation
Mumbai
12-15 Years
SEBI, Internal Process Audit, MIS Reporting, Chartered Accountant, Finance
Job Description
Position: ASVP - Listing Investigation
Qualification: MBA, CA, CFA, CFE Degree
Experience: 12 to 15 years
Location: Mumbai
Review of Complaints forwarded by SEBI, other departments
Qualification: MBA, CA, CFA, CFE Degree
Experience: 12 to 15 years
Location: Mumbai
Review of Complaints forwarded by SEBI, other departments
- Oversee the process of analysis of complaints.
- Identifying the cases for detailed analysis.
- Co-ordinating with listed companies for additional details wherever necessary.
- Review of reports to SEBI.
- Interacting with the regulator
Internal alerts
- Oversee the process of analysis of internal alerts for companies having weak financials, likely to commit defaults.
- Identifying the cases for detailed analysis.
- Co-ordinating with listed companies for additional details wherever necessary.
- Review of reports to SEBI.
- Interacting with the regulator
MIS & SEBI requirements
- Verify, review of critical reports, data before sending to the regulatory.
Process, System improvements
- Continuously strive to improve various processes performed in the department, brainstorm new suggestions and idea with the team and drive identified improvement areas by coordinating with IT team.
- Guiding the team in process improvements and other development activities.
Other Adhoc activities
- Coordinate Internal, external audit activities by providing relevant data, information.
- Provide required inputs for any new organizational initiatives.