Home | Jobs | Finance | ASVP - Listing Investigation

29 Nov 2022

BchR

ASVP - Listing Investigation

Mumbai

12-15 Years

SEBI, Internal Process Audit, MIS Reporting, Chartered Accountant, Finance

Job Description

Position: ASVP - Listing Investigation
Qualification: MBA, CA, CFA, CFE Degree
Experience: 12 to 15 years
Location: Mumbai


Review of Complaints forwarded by SEBI, other departments 
  •  Oversee the process of analysis of complaints. 
  • Identifying the cases for detailed analysis. 
  • Co-ordinating with listed companies for additional details wherever necessary. 
  • Review of reports to SEBI. 
  • Interacting with the regulator
Internal alerts 
  • Oversee the process of analysis of internal alerts for companies  having weak financials, likely to commit defaults. 
  • Identifying the cases for detailed analysis. 
  • Co-ordinating with listed companies for additional details wherever necessary. 
  • Review of reports to SEBI.
  • Interacting with the regulator 
MIS & SEBI requirements 
  • Verify, review of critical reports, data before sending to the regulatory. 
Process, System improvements 
  • Continuously strive to improve various processes performed in the department, brainstorm new suggestions and idea with the team and drive identified improvement areas by coordinating with IT team. 
  • Guiding the team in process improvements and other development activities. 
Other Adhoc activities 
  • Coordinate Internal, external audit activities by providing relevant data, information. 
  • Provide required inputs for any new organizational initiatives. 

29 November 2022

BchR

Subscribe Now