Associate Partner - Execution Team, 5 to 8 years in Mumbai(Worli)

- Prepare and file ROC forms as applicable to various clients - Annual and event based compliances with ROC.

- Prepare and record notice, agenda to notes and minutes of various Board Meetings, AGM and committee meetings.
- Coordinated with clients and their teams for communicating compliance and filing related work.
- Prepared and executed documents relating to appointment, regularization and resignation of directors, KMPs, Auditors, etc.
- Prepared annual reports which summarizes of Director Reports, MGT-9, AOC-4, MGT- 7, etc.
- Assist in matters related to charges and their form filings with ROC- Creation, modification and satisfaction of charges.

- Compliance to Companies Act 2013, CICRA, RBI Guidelines and other applicable laws
- Maintenance of Statutory Registers and Records
- Dealing with Reserve Bank of India on day-to-day matters, managing RBI inspections, coordination with stakeholders on various regulatory matters
- Compliance monitoring/testing and tracking of actionable arising thereof
- Providing advisory to various functions on compliance / regulatory matters
- Monitoring and implementation of regulatory changes and reporting to senior management
- Drafting of various compliance related policies and monitoring implementation
- Interacting/coordinating with various stakeholders on compliance related matters
- Managing Compliance Management Tool
- Monitoring quarterly Compliance Certificates provided by various departments
- Compliance trainings to employees