Assistant Manager - Surveillance, 2 - 4 Years in Mumbai

Job Description

• Monitor Market (Equity, F&O, Currency, SLBM, IRF, Commodity) 
• Attend to queries raised by Regulatory Authorities 
• Prepare MIS and other relevant reports 
• Maintain and Enhance Database 
• Process alerts and conduct appropriate analysis 
• Perform daily BOD-EOD activities, pro-active and ready to take responsibility 
• Performing the operational and other activities of the department and monitoring. 
• To process alerts and logically close / initiate action, wherever required. 
• Organizing meetings handling related activities, 
• Preparation of BRS, Test scenarios for various functionalities of the system/Applications, conducting UAT and to co-ordinate across different teams, stakeholders, business and infra teams. 
• Carry out various types of investigations and related analysis 
• Reply to queries raised by regulatory authorities 
• Conducting meetings and attending meetings with Regulators. Co-ordination with Inspection (including Regulator) and Audit Team i.e. internal, BCMS, ISMS, ISO , etc. 
• Address issues and queries raised 
• In depth knowledge of Capital, Financial and Commodity Markets and Regulators 
• In depth knowledge of Product available for trading, product processors, operation and Regulatory controls 
• MS Windows word, Excel, PPT, Team Building, technically proficient in Software’s, Presentation skill. 
• Various applicable Regulations applicable to MIIs i.e. SAST, PIT , PFUTP, PMLA, AML, FIU , LODR, ICDR etc. 
• Ability to work in shifts Equity, FO, Currency, SLBM, IRF, Commodity etc. segments
• Candidates having experience from BFSI industry, Broking Firm, Foreign Broking Houses will be given